More AUM. More meetings. Zero compliance risk.
Leagent identifies your ideal prospects, drafts outreach in your voice, and stays within FINRA and CIRO marketing guidelines, so you can grow your book without the cold calls, the spreadsheet chaos, or the compliance exposure.
You became an advisor to build relationships.
Not to run a one-person marketing operation.
Finding leads eats 15+ hours/week
When you're managing planning, portfolios, insurance, and client service solo, prospecting is what gets cut. The contacts in your spreadsheet stay there.
Referrals and networking can only take you so far
You know who your ideal client is. Getting to them consistently, in the right niche, with the right message, is the problem.
Generic AI tools weren't built for your practice
Most AI tools were built for SaaS. One wrong phrase about returns, tax strategy, or a specific product, and you're filing a compliance incident report.
How it works
Define the clients you want more of
Tell Leagent what your ideal client looks like - net worth range, life stage, geography, and interests. Leagent targets the profile, not just the job title.
Let AI identify opportunities
Leagent analyzes public data, news, social signals, and life events to surface prospects who may be entering a financial decision moment.,No spreadsheet to build. No ZoomInfo subscription. No manual list work.
Review and approve every message
Leagent drafts personalized outreach tailored to each prospect’s situation. Every message appears in an approval queue so you can edit, approve, or reject it before it sends.
✓ FINRA-aligned: human supervision before any message is delivered.
Conversations start naturally
When prospects respond, you step in with full context about who they are and why the conversation started. No cold calling, no chasing, no compliance uncertainty.
✓ Full audit trail of every AI draft, edit, and approval.
"If someone can understand my business and how it works — including the regulators and the compliance requirements — I'd be willing to utilize that. I want to be at the front of AI. I want tools that are going to truly save me time."
— Independent CFP, Calgary, Alberta
FINRA rule 3110 supervision
Compliant recordkeeping
Communication standards
AI governance controls
Currently in private beta
Human approval on every message
Complete audit trail
Built for regulated industries
Built for advisors who can't afford to get outreach wrong.
Sounds like you, not a template
Leagent learns your voice and writes outreach that reads like it came from you, because in financial services, a form letter doesn't convert.
Niche targeting, not just broad ICP
Target by profession, life stage, job change, or financial trigger. Tech employees with equity events. Business owners near exit. Leagent finds who's ready, not just who fits.
No CRM required
CRM integration at financial services firms is a structural problem, not a setup problem. Leagent works from your contact list, spreadsheet, or LinkedIn network.
Compliance built in, not bolted on
FINRA and CIRO marketing guidelines are scoped into every message. You don't configure guardrails, the system already knows what it can't say.
The hardest part of running a practice isn't advising.
It's finding time to grow while you're doing it.
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